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CFTC RIN: 3038-AF57 Publication ID: Spring 2025 
Title: ●Cross Border Application of Swap Dealer and Security-Based Swap Dealer Requirements 
Abstract:

Staff is considering recommending that the Commission amend the swap dealer registration requirements, which are currently based on a complex application of guidance, exemptions, interpretations, and rules, as well as relying on multiple U.S. person definitions.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Other Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: Undetermined 
EO 14192 Designation: Deregulatory 
CFR Citation: 17 CFR 23   
Legal Authority: 7 U.S.C. 1a(33), (43), (49)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  12/00/2025 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Thomas J. Smith
Acting Director, Market Participants Division
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street NW,
Washington, DC 20581
Phone:202 418-5495
Email: tsmith@cftc.gov