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FDIC RIN: 3064-AE39 Publication ID: Fall 2015 
Title: ●Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act  
Abstract:

The Federal Deposit Insurance Corporation and the Securities and Exchange Commission (the Agencies), in accordance with section 205(h) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), are jointly proposing rules to implement provisions applicable to the orderly liquidation of covered broker and dealers under Title II of the Dodd-Frank Act.

 
Agency: Federal Deposit Insurance Corporation(FDIC)  Priority: Other Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 12 CFR 380   
Legal Authority: 12 U.S.C. 5381   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  01/00/2016 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Pauline Calande
Senior Counsel
Federal Deposit Insurance Corporation
550 17th Street NW,
Washington, DC 20429
Phone:202 898-6744
Email: pcalande@fdic.gov

Marc Steckel
Deputy Director
Federal Deposit Insurance Corporation
550 17th Street NW,
Washington, DC 20429
Phone:202 898-3618
Email: msteckel@fdic.gov

Elizabeth Falloon
Counsel
Federal Deposit Insurance Corporation
550 17th Street NW,
Washington, DC 20429
Phone:703 562-6148
Email: efalloon@fdic.gov