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SEC RIN: 3235-AG37 Publication ID: Spring 2002 
Title: Insurance Products: New Form N-6 for Registration of Separate Accounts Offering Variable Life Insurance Contracts 
Abstract: The Commission adopted a new Form N-6 to be used for separate accounts offering variable life insurance contracts to register under both the Investment Company Act and the Securities Act. The Commission also amended Form N-1A, the registration form for mutual funds, to require a fee table for mutual funds that offer their shares as investment options for variable life insurance and variable annuity contracts. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 230.134b (Revision)    17 CFR 230.430 (Revision)    17 CFR 230.430A (Revision)    17 CFR 230.495 (Revision)    17 CFR 230.496 (Revision)    17 CFR 230.497 (Revision)    17 CFR 239.17c (New)    17 CFR 270.8b-11 (Revision)    17 CFR 270.8b-12 (Revision)    17 CFR 274.11d (New)    17 CFR 274.12 (Revision)   
Legal Authority: 15 USC 77a et seq    15 USC 80a-1 et seq    15 USC 77g    15 USC 77j    15 USC 77s    15 USC 80a-8    15 USC 80a-29    15 USC 80a-37   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  03/23/1998  63 FR 13988   
NPRM Comment Period End  07/01/1998    
Final Action  04/23/2002  67 FR 19848   
Comment Period End for Paperwork Reduction Act Purposes  06/01/2002    
Final Action Effective  06/01/2002    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No 
Included in the Regulatory Plan: No 
Agency Contact:
Paul Cellupica
Office of Disclosure Regulation, Division of Investment Management
Securities and Exchange Commission
Phone:202 942-0721