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SEC RIN: 3235-AH19 Publication ID: Fall 2002 
Title: Proposed Amendments to Investment Company Advertising Rules 
Abstract: The Commission proposed to amend Rule 482, to permit fund advertisements that are not subject to restrictions limiting the content of the advertisement to information "the substance of which" is in a fund's prospectus. The Commission also proposed amendments that would require enhanced disclosure in fund advertisements. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 230.482    17 CFR 230.134    17 CFR 230.15E    17 CFR 270.34b-1   
Legal Authority: 15 USC 77e    15 USC 77b    15 USC 77 2-3    15 USC 77g    15 USC 77h    15 USC 77j    15 USC 77s(a)    15 USC 80a-8    15 USC 78j(b)    15 USC 78w(a)    15 USC 80a-24    15 USC 80a-29    15 USC 80a-37    15 USC 80a-33    ...   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  05/24/2002  67 FR 36712   
NPRM Comment Period End  07/31/2002    
Final Action  11/00/2002    
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: Undetermined 
Small Entities Affected: Businesses 
Included in the Regulatory Plan: No 
Agency Contact:
David Schwartz
Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6784