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SEC

RIN: 3235-AH33

Publication ID: Fall 2008

Title: Amendments to the Cash Solicitation Rule
Abstract: The Division is considering recommending that the Commission propose amendments to update and modernize the cash solicitation rule, Rule 206(4)-3, under the Investment Advisers Act.
Agency: Securities and Exchange Commission(SEC)	Priority: Substantive, Nonsignificant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Proposed Rule Stage
Major: Undetermined	Unfunded Mandates: No
CFR Citation: 17 CFR 275.206(4)-3
Legal Authority: 15 USC 80b-4    15 USC 80b-6    15 USC 80-11(a)

Legal Deadline:  None

Timetable: Action Date FR Cite NPRM  09/00/2009

Regulatory Flexibility Analysis Required: Undetermined	Government Levels Affected: Undetermined
Federalism: No
Included in the Regulatory Plan: No
RIN Data Printed in the FR: No
Agency Contact: Daniel Seth Kahl Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6730 Email: kahld@sec.gov