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SEC RIN: 3235-AH49 Publication ID: Fall 1999 
Title: Proposed Amendments to the Intermarket Trading System (ITS) Plan To Expand the ITS/Computer Assisted Execution System Linkage to All Listed Securities and Eliminate the Unanimous Vote 
Abstract: The Commission proposed amendments to the plan governing the operation of the Intermarket Trading System (ITS Plan) to expand the ITS/Computer Assisted Execution System (CAES) linkage to all listed securities, including non-Rule 19c-3 securities. The amendments would also eliminate the requirement that amendments to the ITS Plan be approved by a unanimous vote of all participants; instead, a two-thirds supermajority of the participants would be required for amendments. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 USC 78K-1(a)(3)(B)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  07/30/1998  63 FR 40748   
NPRM Comment Period End  08/31/1998    
Final Action  12/00/1999    
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses 
Included in the Regulatory Plan: No 
Agency Contact:
Christine Richardson
Office of Market Supervision, Division of Market Regulation
Securities and Exchange Commission
Phone:202 942-0748
Fax:202 942-9695
Email: richardsonch@sec.gov