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SEC RIN: 3235-AH53 Publication ID: Fall 2010 
Title: Processing of Reorganization Events, Tender Offers, and Exchange Offers 
Abstract: The Commission proposed amendments to Rule 17Ad-14 under the Exchange Act. The amendments would require the establishment of book-entry accounts in connection with reorganization events and would give securities depositories up to 3 business days after the expiration of a tender offer, exchange offer, or reorganization event to deliver physical securities certificates to the agents. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Long-Term Actions 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 240.17Ad-14   
Legal Authority: 15 USC 78b    15 USC 78k-1(a)(1)(B)    15 USC 78n(d)(4)    15 USC 78o(c)(3)    15 USC 78o(c)(6)    15 USC 78q-1(a)    15 USC 78q-1(d)(1)    15 USC 78w(a)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  09/04/1998  63 FR 47209   
NPRM Comment Period End  11/03/1998    
Next Action Undetermined  To Be Determined    
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/proposed/34-40386.htm  
RIN Data Printed in the FR: Yes 
Agency Contact:
Jerry Carpenter
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5710
Fax:202 772-9270
Email: carpenterj@sec.gov