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SEC RIN: 3235-AJ36 Publication ID: Fall 2008 
Title: Concept Release Concerning Self-Regulation 
Abstract: The Commission issued a concept release on SRO structure to solicit public comment on a wide range of issues related to the efficacy of the SRO system. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: None     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 USC 78f    15 USC 78o-3    15 USC 78s   
Legal Deadline:  None
Timetable:
Action Date FR Cite
ANPRM  12/08/2004  69 FR 71256   
ANPRM Comment Period End  03/08/2005    
Next Action   07/00/2009    
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/concept/34-50700.htm  
RIN Data Printed in the FR: No 
Agency Contact:
Nancy J. Sanow
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5621
Email: sanown@sec.gov