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SEC RIN: 3235-AJ60 Publication ID: Fall 2008 
Title: Exchange-Traded Funds 
Abstract: The Commission proposed new rules and rule amendments to provide exemptive relief for index-based and actively-managed Exchange-Traded Funds. Exchange-Traded Funds are investment companies registered under the Investment Company Act as open-end investment companies or unit investment trusts. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 USC 80a-6(c)    15 USC 80a-37(a)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  03/18/2008  73 FR 14618   
NPRM Comment Period End  05/19/2008    
Final Action  11/00/2008    
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/proposed/2008/33-8901.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
Adam B. Glazer
Division of Investment Management
Securities and Exchange Commission
100 F Street NE.,
Washington, DC 20549
Phone:202 551-6732
Email: glazera@sec.gov