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SEC RIN: 3235-AJ67 Publication ID: Fall 2007 
Title: Prohibition of Fraud by Advisers to Certain Pooled Investment Vehicles 
Abstract: The Commission adopted a new antifraud rule under the Investment Advisers Act that would prohibit fraud by investment advisers that provide advice to certain pooled investment vehicles, including hedge funds. The Commission also proposed, but has not yet considered adopting, two rules that would revise the definition of accredited investor as it relates to natural persons, in connection with the offer and sale of interests in certain privately offered investment pools 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 USC 206(4)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  01/04/2007  72 FR 400   
NPRM Comment Period End  03/09/2007    
Final Rule  08/09/2007  72 FR 44756   
Final Rule Effective  09/10/2007    
Other  12/00/2007    
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov.rules/final/2007/ia-2668.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
David Blass
Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6787