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SEC RIN: 3235-AJ81 Publication ID: Spring 2009 
Title: Rulemaking for EDGAR System: Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E 
Abstract: The Commission adopted rules for mandatory EDGAR submission of applications and Regulation E filings under any section of the Investment Company Act, as well as minor technical corrections to the electronic filing rules. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 232.201    17 CFR 270.0-2   
Legal Authority: 15 USC 77f to 77h    15 USC 77s(a)    15 USC 78c    15 USC 78I to 78n    15 USC 78o(d)    15 USC 78w(a)    15 USC 78II    15 USC 80a-8    15 USC 80a-29    15 USC 80a-30    15 USC 80a-37   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  11/09/2007  72 FR 67513   
NPRM Comment Period End  12/14/2007    
Final Action  11/04/2008  73 FR 65516   
Final Action Effective  01/01/2009    
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: sec.gov/rules/final/2008/33-8981.pdf  
RIN Data Printed in the FR: Yes 
Agency Contact:
Ruth Armfield Sanders
Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6960
Email: sandersr@sec.gov