3235-AJ94 201310 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Investment Company Distribution Fees Substantive, Nonsignificant Previously Published in The Unified Agenda Completed Actions Undetermined No 17 CFR 12b-1 15 USC 80a-12(b) 15 USC 80a-37(a) No NPRM 08/04/2010 75 FR 47064 NPRM Comment Period End 11/08/2010 Withdrawn 11/01/2013 Undetermined None No www.sec.gov/rules/proposed/2010/33-9128.pdf No No Thoreau Bartmann Adrian 3235 Securities and Exchange Commission SEC 202 551-6745 bartmannt@sec.gov 100 F Street NE, Washington DC 20549