View Rule

View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML
SEC RIN: 3235-AK20 Publication ID: Fall 2008 
Title: ●Rule 15c2-12 
Abstract: The Commission proposed amendments to Rule 15c2-12 under the Exchange Act relating to municipal securities. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 240.14c2-12   
Legal Authority: 15 USC 78c(b)    15 USC 78o(c)    15 USC 78o-4    15 USC 78w(a)(1)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  08/07/2008  73 FR 4618   
NPRM Comment Period End  09/22/2008    
Final Action  11/00/2008    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Undetermined 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/proposed/2008/34-58255.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
Martha Mahan Haines
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5681
Fax:703 772-9274
Email: hainesm@sec.gov