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SEC RIN: 3235-AK29 Publication ID: Fall 2010 
Title: Communications By or On Behalf of Well-Known Seasoned Issuers 
Abstract: The Commission proposed amendments to Rule 163(c) that would allow authorized underwriters or dealers, acting on behalf of a well-known seasoned issuer, to engage in certain communications about potential offerings of the issuer's securities prior to the filing of a registration statement. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 230.163(c)   
Legal Authority: 15 USC 77a et seq   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  12/28/2009  74 FR 68545   
NPRM Comment Period End  01/27/2010    
Final Action  03/00/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Undetermined 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/proposed/2009/33-9098.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
Amy Starr
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3860