An official website of the United States government
The .gov means it's official.
The site is secure.
View Rule
| View EO 12866 Meetings | Printer-Friendly Version Download RIN Data in XML |
| SEC | RIN: 3235-AK34 | Publication ID: Spring 2009 |
| Title: ●Proposed Amendments to Fidelity Bonding Rule for Registered Management Investment Companies | |
| Abstract: The Division is considering recommending that the Commission propose amendments that would update rules governing fidelity bonding requirements for investment company personnel. | |
| Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
| RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
| Major: Undetermined | Unfunded Mandates: No |
| CFR Citation: 17 CFR 270.17g-1 17 CFR 270.17d-1(d)(7) | |
| Legal Authority: 15 USC 80a-17(d) 15 USC 80a-17(g) 15 USC 80a-37(a) | |
|
Legal Deadline:
None |
||||||
Timetable:
|
| Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: None |
| Included in the Regulatory Plan: No | |
| RIN Data Printed in the FR: No | |
|
Agency Contact: Diane C. Blizzard Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6792 Email: blizzardd@sec.gov |
|
|
Reginfo.gov
An official website of the U.S. General Services Administration and the Office of Management and Budget
Looking for U.S. government
information and services?
Visit USA.gov