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SEC RIN: 3235-AK50 Publication ID: Spring 2017 
Title: Investment Company Advertising, Target Date Retirement Fund Name and Marketing 
Abstract:

The Division is considering recommending that the Commission repropose amendments to its advertising rules to require target date retirement funds' marketing materials to provide investors enhanced information about those funds.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Long-Term Actions 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 230.156    17 CFR 230.482    17 CFR 270.34b-1   
Legal Authority: 15 U.S.C. 77e    15 U.S.C. 77j(b)    15 U.S.C. 77s(a)    15 U.S.C. 77z-3    15 U.S.C. 78j(b)    15 U.S.C. 78w(a)    15 U.S.C. 80a-24(g)    15 U.S.C. 80a-33(b)    15 U.S.C. 80a-37(a)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  06/23/2010  75 FR 35290   
NPRM Comment Period End  08/23/2010    
NPRM Comment Period Extended  04/06/2012  77 FR 20749   
NPRM Comment Period Reopened End  05/21/2012 
Request for Additional Comment  04/09/2014  79 FR 19564   
Request for Additional Comments Due  06/09/2014 
Second NPRM  To Be Determined 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/proposed/2014/33-9570.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
Matthew DeLesDernier
Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6792
Email: delesdernierj@sec.gov