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SEC RIN: 3235-AK73 Publication ID: Spring 2011 
Title: ●Interim Rule for Reporting Pre-Enactment Security-Based Swap Transactions 
Abstract: The Commission adopted an interim final temporary rule that requires specified counterparties to security-based swap transactions entered into on or before July 22, 2010 to: 1) report certain information relating to those transactions to a registered security-based swap data repository or to the Commission; and 2) report information relating to those transactions to the commission upon request. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 240.Aa-2T   
Legal Authority: 15 USC 78c    15 USC 78w(a)    15 USC 78mm    PL 111-203, sec 943   
Legal Deadline:
Action Source Description Date
Final  Statutory  PL 11-203 sec 766  10/20/2010 

Overall Description of Deadline: Section 766 of the Dodd-Frank Wall Street Reform and Consumer Protection Act requires that the Commission promulgate an interim final rule within 90 days of the date of its enactment.

Timetable:
Action Date FR Cite
Interim Final Rule  10/20/2010  75 FR 64643   
Interim Final Rule Effective  10/20/2010    
Interim Final Rule Comment Period End  12/20/2010    
Interim Final Rule Effective Through  01/00/2012    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/interim/2010/34-63094.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
Dan Gray
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5603
Email: grayd@sec.gov