View Rule

View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML
SEC RIN: 3235-AK75 Publication ID: Spring 2011 
Title: ●Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act 
Abstract: The Commission adopted amendments to its rules and forms to implement section 943 of the Dodd-Frank Act, which requires the Commission to prescribe regulations on the use of representations and warranties in the market for asset-backed securities. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: Yes  Unfunded Mandates: No 
CFR Citation: 17 CFR 229.1104    17 CFR 229.1121    17 CFR 240.15Ga-1    17 CFR 240.17g-7    17 CFR 249.1300   
Legal Authority: PL 111-203 sec 943    15 USC 77g    15 USC 78o    15 USC 78o-6   
Legal Deadline:
Action Source Description Date
Final  Statutory  sec 943 of PL 111-203  01/14/2011 

Overall Description of Deadline: The Dodd-Frank Act requires the Commission to adopt regulations on this subject no more than 180 days after enactment.

Timetable:
Action Date FR Cite
NPRM  10/13/2010  75 FR 62718   
NPRM Comment Period End  11/15/2010    
Final Action  01/26/2011  76 FR 4489   
Final Action Effective  03/28/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Local, State 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/final/2011/33-9175.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
Rolaine Bancroft
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3430