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SEC RIN: 3235-AK76 Publication ID: Spring 2011 
Title: ●Issuer Review of Assets in Offerings of Asset-Backed Securities 
Abstract: The Commission adopted rules to implement provisions of the Dodd-Frank Act that require that issuers of asset-backed securities perform a review of the assets underlying the asset-backed security and disclose the nature of that review. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: Yes  Unfunded Mandates: No 
CFR Citation: 17 CFR 229    17 CFR 230    17 CFR 240    17 CFR 249   
Legal Authority: PL 111-203 sec 945    15 USC 77e    15 USC 77f    15 USC 77g    15 USC 77h    15 USC 77j    15 USC 77s(a)    15 USC 77aa    15 USC 78c(b)    15 USC 78l    15 USC 78m    15 USC 78o-6    15 USC 78o-8    15 USC 78q    15 USC 78w(a)   
Legal Deadline:
Action Source Description Date
Final  Statutory  Statute requires the Commission to issue rules no later than 180 days after enactment.  01/17/2011 
Timetable:
Action Date FR Cite
NPRM  10/19/2010  75 FR 64182   
NPRM Comment Period End  11/15/2010    
Final Action  01/25/2011  76 FR 4231   
Final Action Effective  03/28/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/final/2011/33-9176.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
Eduardo Aleman
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3430
Fax:202 772-9207