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| SEC | RIN: 3235-AK89 | Publication ID: Spring 2011 |
| Title: ●Suspension of Duty to File Reports for Classes of Asset-Backed Securities Under Section 15(d) of the Exchange Act | |
| Abstract: The Commission proposed amendments to rules relating to Exchange Act reporting obligations of asset-backed securities issuers to permit suspension of the reporting obligations for asset-backed securities issuers when there are no longer asset-backed securities of the class sold in a registered transaction held by non-affiliates of the depositor and to clarify the application of the rules in light of the elimination of the automatic suspension of the duty to file under Exchange Act section 15(d) for asset-backed securities issuers by section 942(a) of the Dodd-Frank Act. | |
| Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
| RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
| Major: Undetermined | Unfunded Mandates: No |
| CFR Citation: 17 CFR 240.12h-3 17 CFR 240.15d-22 | |
| Legal Authority: 15 UC 78c 15 USC 78l 15 USC 78m 15 USC 78o 15 USC 78w 15 USC 78mm | |
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Legal Deadline:
None |
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Timetable:
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| Regulatory Flexibility Analysis Required: No | Government Levels Affected: Undetermined |
| Federalism: No | |
| Included in the Regulatory Plan: No | |
| RIN Information URL: www.sec.gov/rules/proposed/2011/34-63652.pdf | |
| RIN Data Printed in the FR: No | |
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Agency Contact: Steven G. Hearne Division of Corporation Finance Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-3430 Email: hearnes@sec.gov |
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