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SEC RIN: 3235-AK95 Publication ID: Spring 2011 
Title: ●Listing Standards for Compensation Committees 
Abstract: The Commission proposed a new rule and rule amendments to implement the provisions of section 10C of the Exchange Act, which was added by section 952 of the Dodd-Frank Act. Section 10C requires the Commission to adopt rules directing the national securities exchanges and national securities associations to adopt certain listing standards with respect to compensation committees and compensation advisors. Section 10C of the Exchange Act requires the Commission to adopt new disclosure rules concerning the use of compensation consultants and conflicts of interest. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 15 CFR 229.404    17 CFR 240.10C-1   
Legal Authority: PL 111-203 sec 952    15 USC 78j-3   
Legal Deadline:
Action Source Description Date
Final  Statutory  Dodd- Frank Act requires adoptoin 360 days after enactment.  07/16/2011 
Timetable:
Action Date FR Cite
NPRM  04/06/2011  76 FR 18966   
NPRM Comment Period End  04/29/2011    
Final Action  07/00/2011    
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/proposed/2011/33-9199.pdf  
RIN Data Printed in the FR: Yes 
Agency Contact:
Noel Sean Harrison
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3249
Email: harrisons@sec.gov