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The Commission proposed rules regarding the cross-border application of title VII of the Dodd-Frank Act to security-based swap transactions and non-U.S. persons who act in capacities regulated under the Dodd-Frank Act in a single comprehensive proposing release.  The Commission also reproposed certain forms to be used to facilitate registration of security-based swap dealers and major security-based swap participants originally proposed in 76 FR 65784 (RIN 3235-AL05), and various modifications to proposed Regulation SBSR, particularly Rule 908 thereof, which addresses cross-border transactions, originally proposed and later adopted in part in 75 FR 75208 (RIN 3235-AK80).

The Commission adopted final rules related to the cross-border application of the definitions of "security-based swap dealer" and "major security-based swap participant," and regarding procedures for the submission of substituted compliance requests. These rules constituted adoption of certain proposed rules under RIN 3235-AL25.   Other proposed rules under this RIN have been adopted or will be adopted in connection with rules listed under separate RIN numbers.