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SEC RIN: 3235-AL40 Publication ID: Fall 2016 
Title: Changes to Exchange Act Registration Requirements To Implement Title V and Title VI of the JOBS Act 
Abstract:

The Commission adopted amendments to rules to implement titles V (Private Company Flexibility and Growth) and VI (Capital Expansion) of the JOBS Act.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 230-405    17 CFR 240.3b-4    17 CFR 240.12g-1    17 CFR 240.12g-2    17 CFR 240.12g-3    17 CFR 240.12g-4    17 CFR 240.12g-4    17 CFR 240.12g-5    17 CFR 240.12h-3     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: Pub. L. 112-106   
Legal Deadline:
Action Source Description Date
Final  Statutory    05/05/2013 
Timetable:
Action Date FR Cite
NPRM  12/30/2014  79 FR 78343   
NPRM Comment Period End  03/03/2015 
Final Action  05/10/2016  81 FR 28689   
Final Action Effective  06/09/2016 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/final/2016/33-10025.pdf  
RIN Data Printed in the FR: Yes 
Agency Contact:
Steven G. Hearne
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3430
Email: hearnes@sec.gov