3235-AL57 202210 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Exchange-Traded Products

The Commission sought public input to evaluate the listing and trading of Exchange-Traded Products (ETPs) in the marketplace, assess the risks posed by ETPs with certain characteristics, and explore areas of focus in reviewing exchange proposals to list and trade new ETPs for consistency with the Exchange Act. The Division is considering appropriate next steps with respect to these issues.

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Yes No Not Yet Determined Not Yet Determined No ANPRM 06/17/2015 80 FR 34729 ANPRM Comment Period End 08/17/2015 NPRM 10/00/2023 Undetermined None No www.sec.gov/rules/other/2015/34-75165.pdf No No Michael Coe Division of Trading and Markets 3235 Securities and Exchange Commission SEC 202 551-4875 coem@sec.gov 100 F Street NE, Washington DC 20549