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SEC RIN: 3235-AL74 Publication ID: Fall 2016 
Title: Access to Data Obtained by Security-Based Swap Data Repositories 
Abstract:

The Commission adopted rules to address the ability of regulators and other authorities to access security-based swap data held by data repositories, and to provide a conditional exemption from the related statutory indemnification.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 240.13n-4   
Legal Authority: 15 U.S.C. 78c(b)    15 U.S.C. 78m(n)    15 U.S.C. 78w(a)    15 U.S.C. 8325   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  09/14/2015  80 FR 55182   
NPRM Comment Period End  10/29/2015 
Final Action  09/02/2016  81 FR 60585   
Final Action Effective  11/01/2016 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/final/2016/34-78716.pdf  
RIN Data Printed in the FR: No 
Related RINs: Related to 3235-AK79 
Agency Contact:
Joshua Kans
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-7559
Fax:202 772-9270
Email:  kansj@sec.gov