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SEC RIN: 3235-AL80 Publication ID: Fall 2016 
Title: Proposed Rule Amendments To Facilitate Intrastate and Regional Securities Offerings 
Abstract:

The Commission adopted rules to modernize Rules 147 and 504 under the Securities Act to facilitate intrastate and regional securities offerings.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 230.146    17 CFR 230.502   
Legal Authority: 15 U.S.C. 77c    15 U.S.C. 77s    15 U.S.C. 77z-3    15 U.S.C. 78l    15 U.S.C. 78m    15 U.S.C. 78o    15 U.S.C. 78w    15 U.S.C. 78mm    15 U.S.C. 80a-37    15 U.S.C. 80b-11   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  11/10/2015  80 FR 69786   
NPRM Comment Period End  01/11/2016 
Final Action  10/00/2017 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: Undetermined 
Small Entities Affected: Businesses  Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/proposed/2015/33-9973.pdf  
RIN Data Printed in the FR: Yes 
Agency Contact:
Anthony G. Barone
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE.,
Washington, DC 20549
Phone:202 551-3460
Email: baronea@sec.gov