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SEC RIN: 3235-AL98 Publication ID: Spring 2017 
Title: Amendments to the Commission's Rules of Practice 
Abstract:

The Commission proposed amendments to its Rules of Practice to require persons involved in administrative proceedings to submit all documents and other items electronically.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 201   
Legal Authority: 15 U.S.C. 7202    15 U.S.C. 77s    15 U.S.C. 78w    15 U.S.C. 78s    15 U.S.C. 78d-1    15 U.S.C. 77sss    15 U.S.C. 80a-37    15 U.S.C. 80a-39    15 U.S.C. 80b-11   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  10/05/2015  80 FR 60082   
NPRM Comment Period End  12/04/2015 
Final Action  04/00/2018 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: url: www.sec.gov/rules/proposed/34-75977.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
Adela Choi
Office of the General Counsel
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5150
Email: choia@sec.gov