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SEC RIN: 3235-AM24 Publication ID: Fall 2018 
Title: Amendments to Securities Act Rules Under the Fair Access to Investment Research Act of 2017 
Abstract:

The Division is considering making recommendations, jointly with the Division of Corporation Finance, that the Commission adopt amendments to existing rules and/or adopt new rules under the Securities Act of 1933 to implement section 2 of the Fair Access to Investment Research Act of 2017.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 14192 Designation: Independent agency 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: Not Yet Determined   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  06/08/2018  83 FR 26788   
NPRM Comment Period End  07/09/2018 
Final Action  09/00/2019 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Amanda Wagner
Branch Chief, Investment Company Regulation Office
Securities and Exchange Commission
Division of Investment Management, 100 F Street NE,
Washington, DC 20549
Phone:202 551-6762
Email: wagnera@sec.gov