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SEC RIN: 3235-AM27 Publication ID: Spring 2021 
Title: Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets 
Abstract:

The Commission adopted rule amendments to harmonize and streamline the Commission's rules for exempt offerings under the Securities Act of 1933, including Regulation A, Regulation D, and Regulation Crowdfunding, in order to enhance their clarity and ease of use.

 

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: Yes  Unfunded Mandates: No 
CFR Citation: 17 CFR 227.100    17 CFR 227.201    17 CFR 227.203    17 CFR 227.204    17 CFR 227.206    17 CFR 227.301    17 CFR 227.303    17 CFR 227.304    17 CFR 227.503    17 CFR 227.504    17 CFR 229.601    17 CFR 230.147    17 CFR 230.147A    17 CFR 230.148    17 CFR 230.152    17 CFR 230.155    17 CFR 230.241    17 CFR 230.251    17 CFR 230.255    17 CFR 230.259    17 CFR 230.262    17 CFR 230.500    17 CFR 230.502    17 CFR 230.504    17 CFR 230.506    17 CFR 240.12g-6    17 CFR 240.12g5-1    17 CFR 270.3a-9   
Legal Authority: 15 U.S.C. 77c    15 U.S.C. 77d    15 U.S.C. 77d-1    15 U.S.C. 77s    15 U.S.C. 77z-3    15 U.S.C. 78c    15 U.S.C. 78j(b)    15 U.S.C. 78l    15 U.S.C. 78o    15 U.S.C. 78q    15 U.S.C. 78w(a)    15 U.S.C. 78mm    15 U.S.C. 80a-6(c)    15 U.S.C. 80a-8    15 U.S.C. 80a-24    15 U.S.C. 80a-30    15 U.S.C. 80a-38    15 U.S.C. 80a-45    ...   
Legal Deadline:  None
Timetable:
Action Date FR Cite
ANPRM  06/26/2019  84 FR 30460   
ANPRM Comment Period End  09/24/2019 
NPRM  03/31/2020  85 FR 17956   
NPRM Comment Period End  06/01/2020 
Final Action  01/14/2021  86 FR 3496   
Final Action Effective  03/15/2021 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
International Impacts: This regulatory action will be likely to have international trade and investment effects, or otherwise be of international interest.
RIN Data Printed in the FR: Yes 
Agency Contact:
Liz Walsh
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3460