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SEC RIN: 3235-AM53 Publication ID: Fall 2019 
Title: Modernization of Investment Company Fee Disclosure 
Abstract:

The Division is considering recommending that the Commission propose rule and form amendments to improve and modernize the current disclosure framework for investment company fees under the Investment Company Act.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Long-Term Actions 
Major: Undetermined  Unfunded Mandates: No 
EO 14192 Designation: Independent agency 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 77f    15 U.S.C. 77g    15 U.S.C. 77h    15 U.S.C. 77i    15 U.S.C. 77s    15 U.S.C. 77z-2    15 U.S.C. 77z-3    15 U.S.C. 78b    15 U.S.C. 78c(b)    15 U.S.C. 78i(a)    15 U.S.C. 78i    15 U.S.C. 78l    15 U.S.C. 78m    15 U.S.C. 78n    15 U.S.C. 78o    15 U.S.C. 78q(a)    15 U.S.C. 78u-5    15 U.S.C. 78w    15 U.S.C. 78ll    15 U.S.C. 78mm    15 U.S.C. 80a-6(c)    15 U.S.C. 80a-8    15 U.S.C. 80a-20(a)    15 U.S.C. 80a-23    15 U.S.C. 80a-24    15 U.S.C. 80a-29    15 U.S.C. 80a-30    15 U.S.C. 80a-36    15 U.S.C. 80a-37   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Next Action Undetermined  To Be Determined 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Michael Kosoff
Division of Investment Management
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6754
Email: kosoffm@sec.gov