3235-AN16 202210 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Regulation ATS Modernization

The Division is considering recommending that the Commission propose amendments to Regulation ATS to modernize the conditions to the ATS exemption for all ATSs. This includes considering recommending that the Commission propose requirements to promote pre-trade price transparency across asset classes.

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No 17 CFR 242.300 et seq. 15 U.S.C. 77g 15 U.S.C. 78mm 15 U.S.C. 78w(a) 15 U.S.C. 78q(h) 15 U.S.C. 77q(a) 15 U.S.C. 78n 15 U.S.C. 78dd-1 15 U.S.C. 78b 15 U.S.C. 78o(c) 15 U.S.C. 78c 15 U.S.C. 78o(g) 15 U.S.C. 80a-23 15 U.S.C. 80a-29 15 U.S.C. 78 15 U.S.C. 78o-4 15 U.S.C. 80a-37 15 U.S.C. 78k-1(c) 15 U.S.C. 78o-5 15 U.S.C. 77s(a) 15 U.S.C. 781 15 U.S.C. 78q(a) 15 U.S.C. 78i(a) 15 U.S.C. 78m 15 U.S.C. 78q(b) 15 U.S.C. 78o(b) 15 U.S.C. 78c 15 U.S.C. 78e 15 U.S.C. 78f 15 U.S.C. 78k-1 15 U.S.C. 78o-3 ... No NPRM 10/00/2023 Undetermined Undetermined Undetermined No No Tyler Raimo Division of Trading and Markets 3235 Securities and Exchange Commission SEC 202 551-6227 raimot@sec.gov 100 F Street NE, Washington DC 20549