3235-AN20 202210 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Amendments to the Rules of Practice

The staff is considering recommending that the Commission propose amendments to the SEC’s Rules of Practice regarding, among other things, service of SEC Orders Instituting Proceedings (OIPs). These changes would clarify certain provisions of the Rules of Practice and align the service requirements governing OIPs with the service requirements that govern related actions in federal court.

]]> Substantive, Nonsignificant First Time Published in The Unified Agenda Proposed Rule Stage Undetermined No 17 CFR 201 15 U.S.C. 77s 15 U.S.C. 78w 15 U.S.C. 77sss 15 U.S.C. 80a-37 15 U.S.C. 80b-11 ... No NPRM 10/00/2023 Undetermined Undetermined Undetermined No No Benjamin Schiffrin 3235 Securities and Exchange Commission SEC 202 551-5150 100 F Street NE, Washington DC 20549