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SEC RIN: 3235-AN36 Publication ID: Spring 2025 
Title: ●Publication or Submission of Quotations Without Specified Information 
Abstract:

The Division is considering recommending that the Commission amend Rule 15c2-11, which governs the publication of quotations for over-the-counter ("OTC”) securities, to exclude certain types of securities.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 14192 Designation: Deregulatory 
CFR Citation: 17 CFR 240.15c2-11   
Legal Authority: 15 U.S.C. §§ 78c, 78j(b), 78o(c), 78o(g), 78q(a), 78w(a), and 78mm.   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  04/00/2026 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Carol McGee
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5870
Email: mcgeec@sec.gov