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SEC RIN: 3235-AN46 Publication ID: Spring 2025 
Title: ●Amendments to the Custody Rules 
Abstract:

The Division is considering recommending that the Commission propose amendments to existing rules and/or propose new rules under the Investment Advisers Act of 1940 and the Investment Company Act of 1940 to improve and modernize the regulations around the custody of advisory client and fund assets, including to address in each case crypto assets.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Economically Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 14192 Designation: Deregulatory 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 80a-6(c)    15 U.S.C. 80a-17(f)    15 U.S.C. 80a-37    15 U.S.C. 80b-4    15 U.S.C. 80b-6(4)    15 U.S.C. 80b-11    15 U.S.C. 80b-3(c)(1)    15 U.S.C. 80b-18b   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  04/00/2026 
Regulatory Flexibility Analysis Required: YES  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: Yes 
Agency Contact:
Samuel Thomas
Securities and Exchange Commission
100 F St NE,
Washington, DC 20549
Phone:202 551-7952
Email: thomassa@sec.gov