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SEC RIN: 3235-AN53 Publication ID: Spring 2025 
Title: ●Enhanced Oversight for U.S. Government Securities Traded on Alternative Trading Systems 
Abstract:

The Division is considering recommending that the Commission propose targeted amendments designed to enhance transparency and regulatory oversight with respect to U.S. government securities, as well as repurchase and reverse repurchase agreements on U.S. government securities, traded on alternative trading systems (ATSs) in order to further support investor protection and the operation of fair and orderly markets. 

 
Agency: Securities and Exchange Commission(SEC)  Priority: Economically Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 14192 Designation: Other 
CFR Citation: 17 CFR 300 et seq.   
Legal Authority: 15 U.S.C. 78c(b)    15 U.S.C. 78e    15 U.S.C. 78f    15 U.S.C. 78o    15 U.S.C. 78o–5    15 U.S.C. 78q(a)    15 U.S.C. 78q(b)    15 U.S.C. 78s    15 U.S.C. 78w(a)    15 U.S.C. 78mm    ...   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  04/00/2026 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Tyler Raimo
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-6227
Email: raimot@sec.gov