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SEC RIN: 3235-AN72 Publication ID: 2026 
Title: ●Amendments to Rule 13f-2, Related Form SHO, and Regulation SHO 
Abstract:

The Division is considering recommending that the Commission propose amendments that would reduce costs and burdens associated with the requirements of Institutional Investment Managers to report short positions to the Commission under Rule 13f-2, adopted pursuant to Section 929X of the Dodd-Frank-Act. The Division is also considering recommending amendments to update the regulatory framework of Regulation SHO in light of changes in the marketplace since the short sale rules were adopted and ease associated compliance burdens.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Economically Significant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
EO 14192 Designation: Deregulatory 
CFR Citation: 17 CFR 240.13f2    17 CFR 249.332   
Legal Authority: 15 U.S.C. 78a et seq.    15 U.S.C. 7201 et seq.   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  10/00/2026 
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Carol McGee
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5994
Email: mcgeec@sec.gov