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SBA RIN: 3245-AF92 Publication ID: Spring 2011 
Title: Small Business Investment Companies--Leverage Eligibility and Portfolio Diversification Requirements  
Abstract: This interim final rule implements certain provisions of the American Recovery and Reinvestment Act of 2009 (Recovery Act), which was enacted in order to promote economic recovery by preserving and creating jobs. The rule amended the Small Business Investment Company (SBIC) program regulations by implementing section 505 of the Recovery Act. Specifically, this rule increases the maximum amount of SBA leverage available to an SBIC, changes the calculation of the maximum investment size that an SBIC is permitted to make, and simplifies the requirement for an SBIC to devote a portion of its investment activity to smaller enterprises. 
Agency: Small Business Administration(SBA)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 13 CFR 107   
Legal Authority: PL 111-5, sec 505   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Interim Final Rule  07/14/2009  74 FR 33911   
Interim Final Rule Comment Period End  09/14/2009    
Final Action  10/00/2011    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Sean Greene
Associate Administrator for Investments and Special Advisor for Innovation
Small Business Administration
409 Third Street SW,
Washington, DC 20416
Phone:202 205-6513
Email: sean.greene@sba.gov