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Parent RIN:   1557-AB14
TREAS/OCC RIN: 1557-AC32 Publication ID: Fall 2002 
Title: Claims on Securities Firms 
Abstract: As part of the OCC's ongoing efforts to develop and refine capital standards to ensure the safety and soundness of the national banking system and to implement statutory requirements, the OCC is amending various provisions of the capital rules for national banks. Specifically, these changes include: 1) new Basel capital accord (Basel II) (formerly referred to as domestic capital framework); and 2) securities borrowing transactions. The OCC is conducting both of these rulemakings jointly with the other Federal banking agencies. 
Agency: Department of the Treasury(TREAS)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 12 CFR 3   
Legal Authority: 12 USC 93a    12 USC 161    12 USC 1828 note    12 USC 1828(n)    12 USC 1831n note    12 USC 1835    12 USC 3907    12 USC 3909   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  12/06/2000  65 FR 76180   
NPRM Comment Period End  01/22/2001    
Final Rule  04/09/2002  67 FR 16971   
Final Rule Effective  07/01/2002    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
Agency Contact: