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SEC RIN: 3235-AK23 Publication ID: Spring 2009 
Title: ●Disclosure of Short Sales and Short Positions by Institutional Investment Managers 
Abstract: The Commission adopted an interim final temporary rule and form that requires institutional investment managers to file information on Form SH concerning their short sales and positions of section 13(f) securities, other than options. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Yes  Unfunded Mandates: No 
EO 13771 Designation: uncollected 
CFR Citation: 17 CFR 240.10a-3T    17 CFR 249.326T   
Legal Authority: 15 USC 78a et seq   
Legal Deadline:  None
Action Date FR Cite
Interim Final Rule  10/17/2008  73 FR 61678   
Interim Final Rule Effective  10/18/2008    
Interim Final Rule Comment Period End  12/16/2008    
Further Action  08/00/2009    
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Included in the Regulatory Plan: No 
RIN Information URL:  
RIN Data Printed in the FR: No 
Agency Contact:
Steven G. Hearne
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3430