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SEC | RIN: 3235-AK23 | Publication ID: Spring 2009 |
Title: ●Disclosure of Short Sales and Short Positions by Institutional Investment Managers | |
Abstract: The Commission adopted an interim final temporary rule and form that requires institutional investment managers to file information on Form SH concerning their short sales and positions of section 13(f) securities, other than options. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Yes | Unfunded Mandates: No |
CFR Citation: 17 CFR 240.10a-3T 17 CFR 249.326T | |
Legal Authority: 15 USC 78a et seq |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/final/2008/34-58785.pdf | |
RIN Data Printed in the FR: No | |
Agency Contact: Steven G. Hearne Division of Corporation Finance Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-3430 Email: hearnes@sec.gov |