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SEC RIN: 3235-AK28 Publication ID: Fall 2010 
Title: Proxy Solicitation Enhancements 
Abstract: The Commission adopted amendments in December 2009 to enhance proxy disclosures. In the proposing release for those rules, the Commission also proposed further amendments to its proxy rules to clarify the manner in which they operate and address issues that have arisen in the proxy solicitation process. The Division is considering recommending that the Commission adopt amendments relating to the outstanding proposals. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 17 CFR 229.401    17 CFR 229.402    17 CFR 240.14a-2    17 CFR 240.14a-4    17 CFR 240.14a-12    17 CFR 240.14a-101   
Legal Authority: 15 USC 78n   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  07/17/2009  74 FR 35076   
NPRM Comment Period End  09/15/2009    
Final Action  12/23/2009  74 FR 68334   
Final Action Effective  02/28/2010    
Final Action  11/00/2011    
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/final/2009/33-9089.pdf  
RIN Data Printed in the FR: Yes 
Related RINs: Related to 3235-AI80 
Agency Contact:
Mark W. Green
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549-0301
Phone:202 551-3809
Email: greenm@sec.gov