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SEC | RIN: 3235-AK29 | Publication ID: Fall 2010 |
Title: Communications By or On Behalf of Well-Known Seasoned Issuers | |
Abstract: The Commission proposed amendments to Rule 163(c) that would allow authorized underwriters or dealers, acting on behalf of a well-known seasoned issuer, to engage in certain communications about potential offerings of the issuer's securities prior to the filing of a registration statement. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 230.163(c) | |
Legal Authority: 15 USC 77a et seq |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: Undetermined |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/proposed/2009/33-9098.pdf | |
RIN Data Printed in the FR: No | |
Agency Contact: Amy Starr Division of Corporation Finance Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-3860 |