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SEC | RIN: 3235-AK40 | Publication ID: Fall 2010 |
Title: Elimination of Flash Order Exception From Rule 602 of Regulation NMS | |
Abstract: The Commission proposed an amendment to Rule 602 of Regulation NMS under the Exchange Act to eliminate an exception for the use of flash orders by exchanges. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 242.602(a)(1)()i)(A) (Revision) | |
Legal Authority: 15 USC 78b 15 USC 78c(b) 15 USC 78e 15 USC 78f 15 USC 78k-1 15 USC 78o 15 USC 78o-3 15 USC 78q(a) and (b) 15 USC 78w(a) 15 USC 78mm |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/proposed/2010/34-62445.pdf | |
RIN Data Printed in the FR: No | |
Agency Contact: Theodore Venuti Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5658 Fax:202 772-9274 Email: venutit@sec.gov |