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SEC RIN: 3235-AK55 Publication ID: Fall 2010 
Title: Large Trader Reporting 
Abstract: The Commission proposed a rule to implement its authority under section 13(h) of the Exchange Act to establish a large trader reporting system. The proposed rule would help the Commission identify traders that conduct a substantial volume or large fair market value of trading activity and collect information on their trading activity. Among other things, the information collected could be used to conduct market reconstruction and large-scale investigations of manipulative, abusive, and other illegal trading activity. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 USC 78m(h)   
Legal Deadline:  None
Action Date FR Cite
NPRM  04/23/2010  75 FR 21456   
NPRM Comment Period End  06/22/2010    
Final Action  01/00/2011    
Regulatory Flexibility Analysis Required: Undetermined  Government Levels Affected: Undetermined 
Included in the Regulatory Plan: No 
RIN Information URL:  
RIN Data Printed in the FR: No 
Agency Contact:
Richard Holley
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5614