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CFTC | RIN: 3038-AD06 | Publication ID: Fall 2011 |
Title: Further Definitions of Swap Dealer, Major Swap Participant, and Eligible Contract Participant | |
Abstract: Title VII of the Dodd-Frank Act requires that the CFTC and the SEC, in consultation with the Board of Governors of the Federal Reserve System, jointly further define certain terms (specifically "swap dealer," "security-based swap dealer," "major swap participant," "major security-based swap participant," and "eligible contract participant"). | |
Agency: Commodity Futures Trading Commission(CFTC) | Priority: Other Significant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 1.3 | |
Legal Authority: PL 111-203, sec 712, sec 721(c) Dodd-Frank Wall Street Reform and Consumer Protection Act |
Legal Deadline:
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Small Entities Affected: No | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Related Agencies: Joint: SEC; | |
Agency Contact: Jeffrey P. Burns Assistant General Counsel, Office of the General Counsel Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581 Phone:202 418-5101 Email: jburns@cftc.gov |