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SEC RIN: 3235-AL33 Publication ID: Spring 2013 
Title: Commission Guidance Regarding Definitions of Mortgage Related Security and Small Business Related Security 
Abstract: The Commission issued interpretive guidance and requested comment on the definitions of "mortgage related security" and "small business related security" in sections 3(a)(41) and 3(a)(53)(A) in the Exchange Act. 
Agency: Securities and Exchange Commission(SEC)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 241   
Legal Authority: PL 111-203 sec 939(e)   
Legal Deadline:  None
Action Date FR Cite
Interpretive Release  07/23/2012  77 FR 42980   
Interpretive Release Effective  07/20/2012 
Comment Period End  08/22/2012 
Next Action  09/00/2013 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Undetermined 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL:  
RIN Data Printed in the FR: No 
Agency Contact:
Rachel Yura
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5729