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SEC | RIN: 3235-AL45 | Publication ID: Spring 2013 |
Title: ●Reporting and Recordkeeping Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants | |
Abstract: The Division is considering recommending that the Commission propose rules and amendments under the Exchange Act to prescribe reporting and Recordkeeping requirements with respect to security-based swap dealers and major security-based swap participants pursuant to section 964 of the Dodd Frank Act. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: Not Yet Determined |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Related RINs: Related to 3235-AL12 | |
Agency Contact: Michael Coe Assistant Director, Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-4875 Email: coem@sec.gov |