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CFTC RIN: 3038-AD82 Publication ID: Fall 2014 
Title: Aggregation of Positions 
Abstract:

The Commission proposed amendments to the aggregation provisions of part 150 of the Commission's regulations on November 15, 2013, that are substantially similar to the proposed amendments to part 151 in a May 30, 2012, NPRM.  In an Order dated September 28, 2012, the District Court for the District of Columbia vacated part 151 of the Commission's regulations, rendering the May 30, 2012, NPRM moot.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 150   
Legal Authority: CEA sec 4a    CEA sec 4c    CEA sec 8a(5)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  05/30/2012  77 FR 31767   
NPRM Comment Period End  06/29/2012 
Second NPRM  11/15/2013  78 FR 68946   
Second NPRM Comment Period End  01/14/2014 
NPRM Comment Period Reopened  01/14/2014  79 FR 2394   
NPRM Comment Period End  02/10/2014 
NPRM Comment Period Reopened  05/29/2014  79 FR 30762   
NPRM Comment Period End  07/03/2014 
NPRM Comment Period Extended  07/03/2014  79 FR 37973   
NPRM Comment Period End  08/04/2014 
Final Action  07/00/2015 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Related RINs: Related to 3038-AD99 
Agency Contact:
Stephen Sherrod
Senior Economist, Division of Market Oversight
Commodity Futures Trading Commission
Three Lafayette Centre, 1155 21st Street, NW.,
Washington, DC 20581
Phone:202 418-5452
Email: ssherrod@cftc.gov