View Rule

View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML

SEC RIN: 3235-AK37 Publication ID: Fall 2014 
Title: Asset-Backed Securities 

The Commission adopted revisions to its rules and forms to improve registration and disclosure requirements for securities backed by residential and commercial mortgages, auto loans and leases, debt securities, and resecuritizations of those asset class. Proposed rules with respect to other asset classes, disclosures, and requirements remain outstanding.

Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 229.1100 to 229.1122    17 CFR 230    17 CFR 232    17 CFR 240    17 CFR 243    17 CFR 249   
Legal Authority: 15 USC 77a et seq    15 USC 78a et seq   
Legal Deadline:  None
Action Date FR Cite
NPRM  05/03/2010  75 FR 23328   
NPRM Comment Period End  08/02/2010    
Second NPRM  08/05/2011  76 FR 47948   
Second NPRM Comment Period End  10/04/2011 
NPRM Comment Period Reopened  02/28/2014  79 FR 11361   
NPRM Comment Period Reopened End  03/28/2014 
NPRM Comment Period Extended  04/02/2014  79 FR 18483   
NPRM Comment Period Extended End  04/28/2014 
Final Action  09/24/2014  79 FR 57184   
Next Action  10/00/2015 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Information URL:  
RIN Data Printed in the FR: No 
Agency Contact:
Katherine Hsu
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3850