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SEC RIN: 3235-AL37 Publication ID: Fall 2014 
Title: Rules Governing the Offer and Sale of Securities Through Crowdfunding Under Section 4(a)(6) of the Securities Act 
Abstract: The Commission proposed rules to implement title III of the JOBS Act by prescribing rules governing the offer and sale of securities through crowdfunding under new section 4(a)(6) of the Securities Act. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 USC 77a et seq    15 USC 78a et seq    PL 112-108, secs 301 to 305   
Legal Deadline:
Action Source Description Date
Final  Statutory    12/31/2012 
Action Date FR Cite
NPRM  11/05/2013  78 FR 66428   
NPRM Comment Period End  02/03/2014 
Final Action  10/00/2015 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: Yes 
Agency Contact:
Sebastian Gomez Abero
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3460

Leila Bham
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE.,
Washington, DC 20549
Phone:202 551-5532