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SEC | RIN: 3235-AK67 | Publication ID: Spring 2015 |
Title: Reporting of Proxy Votes on Executive Compensation and Other Matters | |
Abstract: The Commission proposed rule amendments to implement section 951 of the Dodd Frank Act. The proposed amendments to rules and Form N-PX would require institutional investment managers subject to section 13(f) of the Exchange Act to report how they voted on any shareholder vote on executive compensation or golden parachutes pursuant to sections 14A(a) and (b) of the Exchange Act. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 240.14Ad-1 (new) 17 CFR 249.326 (new) 17 CFR 270.30b1-4 17 CFR 274.129 | |
Legal Authority: 15 U.S.C. 78m 15 U.S.C. 78w(a) 15 U.S.C. 78mm 15 U.S.C. 78x 15 U.S.C. 80a-8 15 U.S.C. 80a-29 15 U.S.C. 80a-30 15 U.S.C. 80a-37 15 U.S.C. 80a-44 Pub. L. 111-203, sec 951 |
Legal Deadline:
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/proposed/2010/34-63123.pdf | |
RIN Data Printed in the FR: No | |
Agency Contact: Matthew DeLesDernier Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6792 Email: delesdernierj@sec.gov |